/Guidance Notes Description 1 How is the firm dealing with the following (external issues): • challenge of real time systems with large numbers and/or high value transactions (e.g. banks, travel agents

describe (e.g., significant matters that need to be reported to the global network, significant policies that require approval from firm's leader). _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้

organizational structure and indicate whether there are INEs at the global, regional or local level. B6 Whether the firm has designated a Quality Management (QM) partner who takes responsibility for the firm’s

# A CENTEL06C2305A 7 Call Warrants on DELTA Issued by KKPS # Call Warrant on DELTA Issued by KKPS # B DELTA06C2305B 7 Call Warrants on GLOBAL Issued by KKPS # Call Warrant on GLOBAL Issued by KKPS # A

DOHOME Issued by JPM # A DOHOME41C2306A 9 Call Warrants on EA Issued by JPM # Call Warrant on EA Issued by JPM # A EA41C2306A 9 Call Warrants on GLOBAL Issued by JPM # Call Warrant on GLOBAL Issued by JPM

on CPALL Issued by KGI # A CPALL13C2307A 9 บริษัท ไดเมท (สยาม) จำกัด (มหาชน) DIMET 9 N/A GLOBAL Issued by KGI # Call Warrant on GLOBAL Issued by KGI # A GLOBAL13C2307A 9 N/A IVL Issued by KGI # Call

Issued by BLS # Call Warrant on FORTH Issued by BLS # A FORTH01C2308A 8 N/A FORTH Issued by BLS # Put Warrant on FORTH Issued by BLS # A FORTH01P2308A 8 N/A GLOBAL Issued by BLS # Call Warrant on GLOBAL

) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ฟลอยด์ จำกัด (มหาชน) FLOYD-W1 3 Call Warrants on FORTH Issued by KGI # Call Warrant on FORTH Issued by KGI# A FORTH13C2406A 3 Call Warrants on GLOBAL Issued

Warrant on ESSO Issued by KKPS # A ESSO06C2306A 8 N/A GLOBAL Issued by KKPS # Call Warrant on GLOBAL Issued by KKPS # A GLOBAL06C2306A 8 N/A GPSC Issued by KKPS # Call Warrant on GPSC Issued by KKPS # A

เจนเนอรัล เอนจิเนียริ่ง จำกัด (มหาชน) GEL 5 บริษัท จี เจ สตีล จำกัด (มหาชน) GJS 5 N/A GLOBAL Issued by KKPS # Call Warrant on GLOBAL Issued by KKPS # A GLOBAL06C2307A 5 N/A GPSC Issued by KKPS # Call