ของสัญญาที่ใกล้ที่สุด (Nearest Contract Month Series)
: (1) Customer type, whether an institutional or retail investor, and also indicate where a customer placing orders for several persons or through series of accounts in undisclosed manner (omnibus
placing orders for several persons or through series of accounts in an undisclosed manner (omnibus account); (2) derivatives position limit of customer at any time; (3) derivatives position of customer that
outstanding shares are held by the company under (a); (c) Any company whose shares are held in continuous chain beginning from the company whose shares are held by the company under (b), provided that the
business value chain 3.2.1 Business value chain Describe the characteristics of the business value chain that show the relationship of the key stakeholders with the activities related to business operation
wishes to invest in or enter into a transaction related to a risky or complex capital market product of the same type, series and class as the one having ever been invested by the client, the intermediary
under the first paragraph to the customer, it may transfer the securities of the same class, series and type issued by the same issuer or mutual fund project in the equivalent amount to such customer. In
professional? (c) if a partner: i. was the partner in the last 2 years the Audit Engagement Partner, an independent partner, or a key audit partner for this client or a partner in the chain of command; and ii
) ไม่พึ่งพิงในลักษณะเป็น value chain (3.2) ไม่ใช้ทรัพยากรหลักร่วมกัน เช่น อาคาร เครื่องจักร เป็นต้น (4) หากมีการปรับโครงสร้างเพื่อขจัด conflict of interest โดย (4.1) กรรมการ / ผู้บริหาร / ผู้ถือหุ้นราย