corporate governance, securities business liberalization and enforcement. The SEC also confirmed the Thai capital market?s readiness to enter the Financial Sector Assessment Program in 2007 with
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
and understanding of business operation. The SEC took such suggestions into consideration in revising the proposed principles to enhance suitability. The SEC, therefore, issued two relevant
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
Enterprise Content Management System (ECM) of the SEC Office; Information from action relating to the supervision and inspection of risks related to business operations. The SEC Office receives the following
(referred to in some jurisdictions as the “oppressed minority,” “appraisal” or “buy-out” remedy) give shareholders the right to have the company buy their shares upon the occurrence of certain fundamental
business judgment of individual market participants, board members and company officials. What works in one company or for one group of investors may not necessarily be generally applicable to all of
Transactions Given the prevalence of large shareholders and company groups, minority shareholder protection is a key issue. Related party transactions are a common feature of business in Asia. Related entities
/Assessment/ROSC_Thailand_web.pdf Principles of Corporate Governance - G20 version effective redress for violation of their rights. Equity investors have certain property rights. For example, an equity share in
must be offered for sale through intermidiaries licensed to undertake securities business such as securities companies or finanicial institutions.? Meanwhile, the SEC has relaxed certain rules on short