member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
. Save and Close × Home > Laws/Regulations > Regulations > Enforcement Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a
the latest inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm's internal monitoring
inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm's internal monitoring Signature of the
market or whose application in the duration of being declined from the SEC consideration; (6) being named in a complaint by the SEC or financial institutions regulatory body or subject to any legal