].............., CPA License No. ......................, I hereby provide evidentiary documentation for your consideration, as follows: 1. Evidence on the registration of juristic person / body of persons: 1.1 a copy of
the manipulation or distribution of, assets derived from such acts. (2) regulations specifying the composition of an association related to securities business, whereby a body of persons of at least
is to determine the maximum amount of damages claimed in order to ensure that the arbitration serves as an alternative dispute resolution for individual investors in accordance with the purpose of the
ตัวอักษร “ D ”, “ M ”, “ Y ” เท่านั้น Char(1) DATA BODY 6* เลขที่จดทะเบียนกองทุน -ไม่มีวรรค หรือ “ / ” คั่น Char(3) 7* ปีที่จดทะเบียนกองทุน (ปี พ.ศ.) -ไม่มีวรรค หรือ “ / ” คั่น Char(4) 8* ประเภทผู้ถือ
and communication technology infrastructure; (h) alternative energy; (i) water management system or irrigation; (j) natural disaster preventive system, including the warning and management systems to
finance during an occurrence of emergency incidents. 5.4 Establishment of alternative site In order to prevent impacts from emergency incidents occurring wide areas, companies may arrange an alternative
) Photocopy of the latest inspection result or report issued by all of the following parties (if any); - the audit oversight authority - professional body - network firm - firm’s internal monitoring Signature
submitted within the time specified in Section 91 of the Bankruptcy Act B.E. 2483 (1940). SECTION 46. When a derivatives business operator is ordered by the government or any regulatory body under any other
broker is part of a financial conglomerate with its shareholding structure, internal group audit and supervision carried out by another regulatory body as prescribed and notified by the SEC Office, the SEC
: (a) specifying a supportive measure for business continuity under Clause 20(1)(b) which shall include an arrangement of an alternative site and readiness testing thereof on a regular basis; (b) in case