investors to carefully and prudently study the information from the complete version of summarized significant features of securities (Fact Sheet) to clearly understand the product and appraise own risk
Bangkok, August 5, 2011 ? The SEC urges shareholders of GSTEEL to carefully study and make decision on the connected transactions with ArcelorMittal Netherland B.V. (AM), which consist of the company
Bangkok, 3 November 2017 ? The SEC emphasizes the importance of information disclosure in the registration statement and prospectus so that investors will be able to access complete information before making decisions to invest in initial public offerings (IPO). SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any financial instument of their interest before deciding to invest. In case of IPOs, investors can access important information in the p...
Bangkok, August 25, 2011 - The SEC urges shareholders of Scan Global Plc. (SCAN) to carefully study information before ratifying the 11 connected transactions and the acquisition of assets that SCAN
investment complies with the company’s investment policy framework as laid out by the Board, and that it has been considered carefully and reasonably. Despite exposure to several risk factors, the investment
-2010. The SEC reviewed audit performance of Jadesada Hungsapruek, NIPPON?s auditor of Karin Audit Co., Ltd. and found that Jadesada did not comply with auditing standards. He did not carefully review
make any transaction related to such assets to consider the matter thoroughly and cautiously by taking into account both expected interest and potential risks and impacts. In addition, directors and
peruse the tender offer information cautiously and keep abreast of the offer price adjustment and the required extensions. Regarding the non-compliance with the tender offer rules, the SEC will consider to
sentiment driving the SET index and trading values to soar. The securities companies will be required to strictly and cautiously exercise their KYC/CDD and review of client credit line practices, especially
capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any