name of the investment consultant. ●  Name of Securities/derivatives intermediary or the employer of the unit seller such as commercial bank. ●  Details of the behavior causing the complaint

directors or the management executives of the company perform the duties with recklessness or dishonesty causing damages to the company; or when directors or the management unlawfully acquired benefits via

application for approval prior to the date on which securities company sells shares issued for the purpose of increasing its capital causing such person to be major shareholder;​  (2) in case other than (1

responsibly, avoiding taking advantage of or misleading customers, or causing misunderstanding about the products and services offered by the company. ​(3) Responsibilities to business partners by engaging in