Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses The
approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses The
shareholder or has controlling interest for less than 2 years. Not being a person who is relate by blood or legal relations with a director or an executive. Not having a business relationship with including
be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the
individual limit; (2) A total limit of the mutual fund in proportion to the investment in or the holding of liquidity assets. 8.6 R edemption payment in the form of securities or other assets in lieu of cash
individual limit; (2) A total limit of the mutual fund in proportion to the investment in or the holding of liquidity assets. 8.6 R edemption payment in the form of securities or other assets in lieu of cash
) To be filed within 21 days from the date approved by shareholder meeting, but not more than four months after the end of annually period, whichever is the sooner. Annual Compliance Report (SEC Circular
category of mutual fund management shall- (1) have a paid-up registered capital not less than the amount specified in the SEC’s Notification; (2) 1 have the following shareholder or shareholders held its
other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the investors; 5) Mergers or amalgamation of mutual fund; 6) Acceptance of debt