making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider
listed on the SET. The said study aimed to create a model for predicting probabilities of falling into financial hardship in cases of listed companies by applying non-complex data and technique. Besides
reducing the deposit limit in cash or cash equivalent of any specific issuer (single entity limit) from the previous 20 percent to 10 percent, and (2) requiring more disclosure in the fact sheet of
market funds are likely to grow in size and emerge as an alternative for people looking for the place to park their cash.
to maintain sufficient liquid assets, which can readily be converted to cash, so that they are able to respond to market conditions without having significant impact on their asset market prices
orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the
revised. In addition, the proposed revisions also cover some items under the capital requirement calculation; for example, account receivables of cash balance account, big lot transaction, foreign currency
form of cash or short-term securities (Cash Company). In case of posting the Trading Halt (H) and Trading Suspension (SP) sign, trading activities are suspended when an event occurs and impacts decision
และผู้บริหาร โดยได้มีการหารือกันถึงแนวทางที่ตลาดหลักทรัพย์ฯ จะทบทวนเกณฑ์การซื้อขายด้วยเงินสด (cash account) ในกรณีการวางหลักประกันก่อนซื้อหลักทรัพย์ เพื่อให้เกิดความเท่าเทียมกันระหว่างผู้ลงทุนรายย่อย
and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in