business days from the day the corrective action is completed. (3) While carrying out the corrective action, the mutual fund management company shall disclose the information about the action to prospective
business days from the day the corrective action is completed. (3) While carrying out the corrective action, the mutual fund management company shall disclose the information about the action to prospective
Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
Duties Performing the duties with accountability, using knowledge, competency, experience, prudence and care in carrying out the tasks professionally; Upholding professional code of ethics; Preparing
beneficial for CFOs and chief accounts in carrying out their duties as follows: The orientation courses should cover duties of a CFO in relation to financial reporting, financial report analysis
) และ หุ้นกู้แปลงสภาพ (convertible debenture : CD) warrant หรือ CD ที่มีลักษณะใดลักษณะหนึ่ง ดังนี้ ราคาใช้สิทธิ (exercise price) สูงกว่าหรือเท่ากับราคาเสนอซื้อหุ้น (out of money) และผู้ทำคำเสนอซื้อต้องไม่
category of mutual fund management shall be carried out by syndication of financial institution and other legal entities as specified in the Ministerial Regulation No.4 (B.E. 2535) promulgated under the
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
, accordingly, cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising out of or in connection with its use. SHARE : For More Information ContactUs Legal
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out