capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any
, the derivatives fund manager shall carefully select a person with appropriate qualifications to proceed as designated and shall supervise such person to perform as designated in accordance with the laws
operation before and after investment in order to enable the investment to be made prudently, carefully and appropriately. In this regard, for the purpose of: (a) the best interest of the customer or the
protect the customers’ optimum benefit, on the basis of integrity, prudence and due care. Clause 11. To ensure that the management company shall carefully invest or seek benefit for a fund from securities
, the Client should carefully study and understand each category of contract specifications, including, but not limited to, type of underlying assets and variables, contract size/unit/multiplier, last
may hold at any time. In consideration of pledging and debt repayment capability of the customer in the first paragraph, derivatives broker shall be prepared prudently and carefully by examine the
interest of investors. (3) disclose or provide important and relevant information sufficient for investors’ decision making; (4) keep investors’ confidentiality; (5) carefully perform duties to avoid
, Auditor, Plan Preparer and Plan Administrator dated 16 July 2018 (“Notification No. Sor Jor. 38/2561”) carefully to ensure complete and accurate reporting on such changes. 1. การรายงานการเปลี่ยนแปลงการถือ
prevent not to circulate the information which have not been yet confirmed correctness by concerned persons. Meanwhile, the intermediar y shall remind its client to be cautiously in making a decision to
important and relevant information sufficient for investors’ decision making; (4) Keep investors’ confidentiality; (5) Carefully perform duties to avoid conflicts of interest. In case such conflicts cannot be