shall come into force from 6 January 2004. Notified this 23rd of April 2005. Suchat Jaovisidha (Captain Suchat Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission
audit firm, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply
control system which is sufficient and reliable for supervising its auditors’ work to comply with the professional standards on a continuous basis. Such audit quality control system complies with
January 2004. - Signature - (Captain Suchat Jaovisidha) Minister of Finance Chairman Securities and Exchange Commission 2 1
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
shall come into force as from 6 January 2004. Notified this 23rd day of January 2004. Suchart Jaovisidha (Captain Suchart Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission
January 6, 2004. Notified this 23rd day of January 2004. (Captain Suchat Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission Remark : The Notification of the Securities and
person who is responsible for supervising the investigation · Has sufficient and appropriate experience · Has authority within the firm ; and Is otherwise not involved in the engagement? 112
Notification until such payment is made in full. Clause 9. This Notification shall come into force from 1 January 2004. Notified on this 30th day of December 2003. (Captain Suchart Jaovisidha) Minister of
Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a