Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
believes that this Statement of Intent will aid the public and all capital market stakeholders to understand the SEC’s role and operations, and promote confident participants of the capital market. 2. Vision
the capital market according to the SEC’s vision. Some of the additional measures are: · Promoting exercise of investors’ rights by various means and through different media, such as
=10296 SEC chief shares vision for balancing the roles as regulator and developer of capital and digital asset markets At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon
on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions
Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Program. The report is based in part on a template/questionnaire completed by the law firm Weerawong
to be comparable with international standards, benefitting the companies themselves, the Thai capital market and the sustainable development of the Thai economy. Therefore, in 2012, 2006 Principles