Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The
On 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the SEC’s proposal for amending the regulations related to quota allocation for foreign exchange transactions of
Microsoft Word - ELCID_Telemax Capital Increase No. FER 600195 March 23, 2018 Subject : Notification of the capital increase and investment plan of its subsidiary Attention : President, The
are one of the key drivers of transactions in the capital market. Hence, they are obligated to adhere to professional ethics and be knowledgeable in the area of good corporate governance in order to
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market by increasing the number of auditors in the capital market and enhance the audit personnel?s capability in response to changes of professional standards and more complex transactions. Under this
Derivatives Act B.E. 2546 (2003); (c) the offences under section 85 to section 90 or section 77 in conjunction with section 54 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007); (4) being a
case of movement or changes in transactions. This significantly decrease the time of each process because each activity in the Capital Market has complicated process and steps regarding document
and analyze irregularities related to suspicious transactions. SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time that SEC has laid out a capital market digital strategic plan
fundraising for SMEs and startup as well. (5) Developing digital infrastructure for the Thai capital market : Distributed Ledger Technology (DLT) to support transactions of all products including