Provident Fund Act B.E 2530 (1987) as amended The Trust for Transactions in Capital Market Act B.E. 2550 (2007) as amended Emergency Decree on Special Purpose Juristic Persons for Securitization B.E. 2540
Market Transaction (codified). Related Forms Application for Approval of Appraisal Company for Capital Market Transactions (AP-1) (Thai Version Only) Application for Approval of Lead Appraiser for
.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange
national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
are prescribed under Section 317 of the Securities and Exchange Act of 1992, Section 155 of the Derivatives Act of 2003, Section 94 of the Trust for Transactions in Capital Market Act of 2007, Section
. 4/2558 Re: Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No.3) The Notification of the Securities and Exchange Commission No. KorRor. 5/2558 Re: Work
The Trust for Transactions in Capital Market Act B.E. 2550 (2007) as amended doc pdf Emergency Decree on Special Purpose Juristic Persons for Securitization B.E. 2540 (1997) as amended doc pdf
the beneficiaries of the trust. A REIT is regulated under 2 major laws: 1. The Trust for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535. Acquisitions of real
trust instrument. Related Rules and Regulations The Notification of the Securities and Exchange Commission No. KorRor. 4/2558 Re: Determination regarding Types of Transactions in Capital Market
party transactions, and acquisition or disposal of assets transactions. Obviously, FAs' performance has a significant bearing on investors and stakeholders on a broader scale. Regulatory summary Related