Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
=AFQjCNHfu2LjFbO_WhPIgFLat0wGu3Y2zg... https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201802/18020825.pdf 18078100.pdf investing in capital market and money market, providing loans or holding property . As of June 30
://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201802/18020825.pdf 18078100.pdf investing in capital market and money market, providing loans or holding property . As of June 30, 2018, ASM’s assets under its
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
Crime Suppression Division, Department of Special Investigation, Anti-Money Laundering Office, Office of the National Anti-Corruption Commission Relevant organizations and persons in the capital market
Exchange Commission the power to issue and revoke securities business licenses as well as the power to approve additional types of securities businesses and specify paid-up registered capital thereof. These
basic knowledge in personal money management and investment in the capital market. In 2001, the SEC has developed plan to use radio program, articles in magazines, and mobile exhibitions to promote the
the money from the transaction as a working capital. 7. Source of Fund Cash from the buyer business. 8. Opinion of the Company’s Board of Directors concerning the Transaction The Board of Directors of