Squared Financial : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)
Mountain Capital Fund : Unlicensed digital asset business (Disclosure Date : 09/01/2024)
Montpelier Financial Consultants : Unlicensed securities and derivatives business (Disclosure Date : 04/04/2013)
Infinity Financial Solutions : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)
EBC FINANCIAL GROUP : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)
Saxo Capital Markets Pte Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/07/2018)
CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)