Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which

materiality. TRIS informed RML that TRIS downgraded the RML credit rating to "BB+" (Double B Plus) from "BBB-" (Triple B Minus) and the rating outlook is revised to "Negative" from

program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement

UOB Capital Services Company Limited UOB Capital Services Company Limited ("UOBCS") formerly Citicorp Leasing (Thailand) Company Limited, a securities issuer, had a duty to prepare and

Capital Engineering Network Public Company Limited Capital Engineering Network Public Company Limited (CEN), a securities issuer, failed to submit the reviewed financial statements for Q1/2014 to the

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate financial statement

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate annual updated

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the accurate annual report for the

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had a duty to prepare and submit the financial statement for the

CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had the duty to prepare and submit the Interim Management