Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
collaboration with the Stock Exchange of Thailand (SET), and relevant government and private sector agencies have formulated the Capital Market Master Plan to serve as the roadmap for market development. The main
owner is given. All requests for public or commercial use and translation rights should be submitted to rights@oecd.org. Requests for permission to photocopy portions of this material for public or
Exchange holds more than fifty percent of the total paid-up capital of the securities clearing house or central securities depository and the outsourced service provider is the Stock Exchange or is a company
FoR thAIlAnd landscape TABLe 1: Capital markets: Thailand vs. Regional and Global emerging markets (2010) number of Listed Companies Stock market Capitalization/ GdP (%) Stock market Turnover Ratio
drifted downward and closed the year at 668.10 points, down by 104.05 points or 13.48% compared to the end of 2003 (Figure 1). THAILAND’S CAPITAL MARKET OVERVIEW Source : Stock Exchange of Thailand The
,such as the Stock Exchange of Thailand, Thai Listed Companies Association, Federation of Thai Capital Market Organizations, Association of Securities Companies, Association of Investment Management
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities