The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
in many cases a major hurdle to investment, these companies have recognised that good corporate governance has given them a significant advantage in attracting capital. Government initiatives to
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
corporate governance, securities business liberalization and enforcement. The SEC also confirmed the Thai capital market?s readiness to enter the Financial Sector Assessment Program in 2007 with
company under the Notification of the Capital Market Supervisory Board No. TorJor. 20/ 2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification
สิ์นสุทธิของกองทุนรวม กองทุนรวมตราสารทุนต่างประเทศ 4) US https://capital.sec.or.th/webapp/phs/upload/phs1392960698hearing_06_2557.pdf 20056192.pdf property funds. PASSET’s market share in terms of mutual
ของกองทุนรวม กองทุนรวมตราสารทุนต่างประเทศ 4) US https://capital.sec.or.th/webapp/phs/upload/phs1392960698hearing_06_2557.pdf 20056192.pdf property funds. PASSET’s market share in terms of mutual fund was
on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions
, and shall be in the form of high quality assets with adequate liquidity. Securities clearing houses and central securities depositories shall establish clear plans to obtain additional sources of funds