management company may request the SEC's approval for extending the time for completing the corrective action according to (1). In submitting the request, the mutual fund management company shall obtain
management company may request the SEC's approval for extending the time for completing the corrective action according to (1). In submitting the request, the mutual fund management company shall obtain
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relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public, appraisal requires a knowledgeable, capable and responsible person
Content Intermediaries Regulatory Summary Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Paid-Up Registered Capital Audit Committees of
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: Detail Content Equity Instruments Shares Related Rules and Regulations The Notification of the Capital Market Supervisory Board No. TorJor. 39/2559 Re: Application for Approval and Granting of
. SorShor. 39/2553 Re: Approval of Auditors in the Capital Market. (Codified) The Notification of the office of the Securities and Exchange Commission No. SorShor. 30/2558 Re: Approval of Foreign Auditors