Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
resting place for capital in times of volatility in the equity market. As such, the SEC in 2001 has given high importance to promote the efficiency and role of debt instrument market so that it will become
from the Secretary-General 08 Members of the SEC Board 11 Executive Officers 15 About the SEC 18 Thailand’s Capital Market Overview 23 Key Achievements in 2004 26 2005 Action Plan 2004 Achievements 29
Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and
6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievements in 2007 Appendices Organizational Structure Message from the Chairman Message from the Secretary
1,763 1,215 Registered capital 5,000 5,000 5,000 Paid-up registered capital 5.000 5.000 5,000 Shareholder’s equity 6,815 7,346 8,992 Total income 1,011 - 18 Total expenses 1,542 1,645 12,833 Profit(loss
...................................................................................... Capital Market Overview Market Review ....................................................................................................................... Action Plan and Significant Events Strategic
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market