Thai Banking Academy (TBAC), the Thai Bankers’ Association (TBA) said, “With the emphasis given to knowledge development for bank employees, commercial banks have continuously trained their staff to
the society in some ways. This is also a great opportunity for our SEC family to share happiness with our fellow Thais. “SEC Staff is very pleased to be a part of social sharing through the Pantry
the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know
“Thailand has confronted main obstacles for startups: laws; funding sources; and competent personnel. All parties must cooperate to tackle these problems. Successful startups must understand consumers
, from the board of directors (including the investment committee) to the management and staff of relevant business units; Principle 2: Institutional investors should prevent and manage conflicts of
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
institutional clients of registered derivatives dealers and derivatives fund managers, considering that the institutional clients are capable of making their own investment. The institutional clients may
On 19 September 2023, Mrs. Pornanong Budsaratragoon officially commenced her role as Secretary-General of the Office of the Securities and Exchange Commission (SEC). The management and staff extended
The Securities and Exchange Commission (SEC), led by the management team and staff, participated in blood donation for royal charity in commemoration of the Birthday Anniversary of His Majesty King
. Jomkwan Kongsakul and Mr. Anek Yooyuen, along with SEC executives and staff, participated in a merit-making ceremony on the occasion of the New Year's Day 2024 at the SEC Building on 4 January 2024.