, which are capable of protecting the computer system and computer data as well as the management of risks associated with crime or other causes; (4) appropriate accounting systems for the business and
) sufficient financial resources for the conduct of and risks associated with its operations; (2) safety of its clients’ assets; (3) security measures against electronic crime, which are capable of protecting
characteristics: * This English translation of Derivatives Act B.E. 2546 (as amended) was prepared by staff of the SEC Office. Readers should be aware that only the original Thai text has legal force and that
characteristics: * This English translation of Derivatives Act B.E. 2546 ( as amended ) was prepared by staff of the SEC Office. Readers should be aware that only the original Thai text has legal force and that
comes into force in B.E. 2559 (2016) and the sixth amendment of the Securities and Exchange Act which comes into force in B.E. 2562 (2019), the English translation has been revised by the staff of the SEC
. 2559 (2016) and the sixth amendment of the Securities and Exchange Act which comes into force in B.E. 2562 (2019), the English translation has been revised by the staff of the SEC Office. It is important
position, or is in the line of work, responsible for or capable of accessing inside information; (3) any person who is able to know inside information by performing duties as auditor, financial advisor
financial statements under the second paragraph must be examined and given opinion by an auditor approved by the Office, and such auditor must not be a director, staff member or employee of such securities
was prepared by staff members of the SEC Office. Readers should be aware that only the original Thai text has legal force and that English translation is strictly for reference. Please also note that
employee for the benefit of working. * The English translation of this Act was originally undertaken by Chandler and Thong-ek Law Offices Limited. The staff of the Office of the Securities and Exchange