position, or is in the line of work, responsible for or capable of accessing inside information; (3) any person who is able to know inside information by performing duties as auditor, financial advisor
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
position in a political party unless having vacated such position not less than one year; (5) being an officer or an employee of the SEC Office; (6) being a manager or a person with power of management of
; (4) being or having been a political official or holding or having held any position in a political party unless having vacated such position not less than one year; (5) being an officer or an employee
, which are capable of protecting the computer system and computer data as well as the management of risks associated with crime or other causes; (4) appropriate accounting systems for the business and
) sufficient financial resources for the conduct of and risks associated with its operations; (2) safety of its clients’ assets; (3) security measures against electronic crime, which are capable of protecting
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf