accordance with the following rules; (1) prepare and complete the daily report of net liquid capital calculation by the following business day. Every report shall be signed by authorized person; (2) file the

ratio] of not less than seven percent of the general liabilities and collateral at the end of any business day. The calculation of the net capital [and net capital ratio] under Paragraph 1 shall be in

of normal trading session of every business day; Calculation for the market price of the derivatives under the first paragraph shall be in accordance with the rules prescribed by the derivatives

Business Operator and Derivatives Business Operator. (2) the calculation and payment of fee for the calendar year of 2018 onwards shall be the sum of the fixed-rate fee specified under (1)(a) or the fee

Capital Adequacy of Some Specific Intermediaries (No. 2 ) dated 20 February 2017. Clause 2 In this Notification: “ intermediary ” means an intermediar y engaging in the business of investment advisory

be repealed. Clause 2. In this Notification: “Derivatives agent” means any person licensed to undertake derivatives business in the category of derivatives agent. “Derivative exchange” means any

and Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT Public Company Limited By

as specified in Clause 4, provided that those companies must instead include the income derived from the business as per Clause 4 in the calculation for payment of fees at the rates as specified in

maintain its net capital at the end of any business day as specified in the first paragraph. The calculation of net capital [and net capital ratio] under the first and second paragraph shall be in accordance

the unit value is found incorrect by the management company, and submit such report to the fund supervisor by the business day following the date on which the calculation of the unit value is completed