buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary

3. Buying/ selling process of investment products • Describe the features of available channels for buying and selling investment products. • Identify the roles and responsibilities of the financial

20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...

of Mrs. Supritha Pai Kasturi, PTL’s Senior Manager - Finance & Accounts who also knows the inside information. Mr. Amit acknowledges the in buying of PTL shares using inside information and

result, Chantip gained illegal benefits from such buying. Moreover, during 12 July – 10 August 2018, after Chantip knew negative non-public information that the operating results of UVAN in the second

must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have

Elimination of the Conflicts of Interest 3. Information on the Connected Transaction of Buying shares in Medical Vision Co., Ltd of KT Medical Service Co., Ltd from Ms. Kanjana Pongpatanadecha. 4. Information

million for 2018. In 2018, the Company had prevented conflicts of interest by purchasing crude palm oil (CPOA) from related persons or juristic persons. The buying price is not higher than 30-days

baht. Mainly comes from the cost of buying LPG and oil for 274 million baht and the cost of sales management of 27 million baht. The cost of buying radio and communication equipment 26 million baht and

9,000,000 as following details: 1. Transaction date : Within October, 2018 2. Transaction parties involved  Buying party : O.C.C. Plc.  Selling party : I.C.C. International Plc. 3. Connected parties and