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preparing information to assist investors with an investment decision making. Therefore, the SEC adopts regulatory approaches for credit rating agencies to be in line with the Code of Conduct Fundamentals for
committee members must also have expertise in accounting, finance, law, or capital market to assist the SEC Board's oversight responsibilities concerning the SEC management, and provide independent
(buying investment units at a minimum of 10 million baht). Listing in the Stock Exchange is prohibited before the assets start generating revenue (the listing in the Stock Exchange must be done within three
(buying investment units at a minimum of 10 million baht). Listing in the Stock Exchange is prohibited before the assets start generating revenue (the listing in the Stock Exchange must be done within three
Association of Provident Fund, directors and management of asset management companies. The SEC Board approved the launch of this I Code to assist Institutional Investors in adopting best practices for
Association of Provident Fund, directors and management of asset management companies. The SEC Board approved the launch of this I Code to assist Institutional Investors in adopting best practices for
establish a risk management committee or assign responsibility to the audit committee to assist the board in its oversight functions related to guidelines nos. 6.1.1 – 6.1.4. 6.1.6 The board should regularly
) 1.3 กระบวนการซื้อขายผลิตภัณฑ์การลงทุน (Buying/ selling process of investment products) 1.4 การเป็นเจ้าของผลิตภัณฑ์การลงทุน (Owning investment holdings) 1.5 สิทธิและความรับผิดชอบของผู้ลงทุน (Investors
consultant to assist in setting guidelines and providing recommendations for a board assessment at least once every three years. This information should be disclosed in the annual report. 3.7.4 The evaluation