One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to create opportunities and reduce restrictions to enable prospective investors to access investment services by taking advantage of technological advances which lead to the development of new financial service platforms that correspond with consumer behaviors today, including new services to sell mutual...
year, everyone is welcome to visit the SEC booth presented under the theme ?Be Smart, Ask First? at SET in the City 2014.At the SEC booth, visitors will learn to ask the right questions to gain more
?Be smart, Ask first ลงทุนอย่างฉลาด สตาร์ทด้วยคำถาม? ประชาชนจะได้เรียนรู้เทคนิคการตั้งคำถามก่อนลงทุนเพื่อให้เข้าใจผลิตภัณฑ์และบริการในตลาดทุนอย่างครบถ้วน และสามารถตัดสินใจลงทุนได้อย่างถูกต้อง อาทิ
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
?April. AGM serves as a venue of shareholders to exercise their rights to vote and ask for clarification in management related issues from companies? directors, executives and auditor. Vorapol said that
Management Co., Ltd., and Surasak Sakrittiron. Following the report from Tisco Asset Management Co., Ltd., the SEC probed into the case and found that Thanjira submitted the documents of buying/selling orders
rights in order to protect their interests. They should also study relevant information and ask questions to help them decide who is appropriate to be appointed as directors to avoid a deadlock in the
detail before attending the meeting on 15 March 2020 and exercising the voting right to protect own interest. They should also ask the company’s directors and executives to clarify the reasonability of
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the