been disclosed to the public and she has access by virtue of her office or position. Mrs. Supritha sends orders to buy 7,940,100 shares of PTL in Polyplex (Asia) Pte. Ltd. (“PAPL”)’s securities trading
to changes in the prices of PTL shares which has not yet been disclosed to the public and he has access by virtue of his office or position. Mr. Amit, PAPL, Polyplex Corporation Limited (“PCL”) which
mai. To promote and create opportunities for SMEs and startups to access new funding sources suitable for their business size, SEC and SET therefore collaborate to establish channels for SMEs and
. Generate electricity for sale to government with capacity of 6 MW. 2. Sell recycled plastic to private company with expected buying volume of 13,200 ton/year. 3. Sell chemical fertilizer to agricultural
access varieties of funding by themselves for future business expansion. Hence, Spin-off Plan and offer UAPC shares to public together with IPO are regarded as a disposal of assets of listed company
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
fast and convenient access to main securities exchanges of the ASEAN members. In April 2010, the ASEAN Finance Ministers’ Meeting (AFMM) approved the Implementation Plan, advancing the regional efforts
to the Securities and Exchange Act was proposed to end the monopoly status of the SET and to allow other non-member market participants to have direct access to the Exchange. The draft amendment is
3. Buying/ selling process of investment products • Describe the features of available channels for buying and selling investment products. • Identify the roles and responsibilities of the financial
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC