Ministerial Regulation - securities business 02 - 2555 หน้า ๓๙ เล่ม ๑๒๙ ตอนที่ ๙๒ ก ราชกิจจานุเบกษา ๒๘ กันยายน ๒๕๕๕ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๒) พ.ศ. ๒๕๕๕ อาศัยอํา

Ministerial Regulation - securities business 03 - 2555 หน้า ๑๖ เล่ม ๑๓๐ ตอนที่ ๑ ก ราชกิจจานุเบกษา ๔ มกราคม ๒๕๕๖ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๓) พ.ศ. ๒๕๕๕ อาศัยอํานาจ

management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The

specified by the Minister of Finance Securities business additional specified by the Minister of Finance must comply with rules, conditions and procedures prescribed by the Capital Market Supervisory Board. 2

and the acquisition of securities for business takeovers; (2) reporting the results of business performance sporadically to the SEC in accordance with the rules, conditions and procedures as specified

the results of business performance sporadically to the SEC in accordance with the rules, conditions and procedures as specified by the SEC; (3) any other activities as assigned by the SEC or any other

rules and procedures as specified in the notification of the SEC. Section 9. In the case where an offeror of digital token or a digital asset business operator under this Emergency Decree is to receive

trading, exchange or deposit with a digital asset business operator licensed under this Emergency Decree subject to the rules and procedures as specified in the notification of the SEC. A36633673/0.7/02 Jul

securities for business take-overs; (2) reporting the result of the business performance sporadically to the SEC with the rules, conditions and procedures as specified by the SEC; 7 (3) any other activities as

to the registrar according to the rules and procedures prescribed by ministerial regulations. If a provident fund which has been set up before the effective date of this Act is intended to be a fund