J.R.A Business Center Co.,LTD J.R.A. Business Center Co.,LTD operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546
account that Mr. Yanyong provided for them, in such a way as to take advantage of other persons by using material non-public information concerning increasing value of Pluto LNG Project from additional cost
account that Mr. Yanyong provided for them, in such a way as to take advantage of other persons by using material non-public information concerning increasing value of Pluto LNG Project from additional cost
. Yanyong provided for them, in such a way as to take advantage of other persons by using material non-public information concerning increasing value of Pluto LNG Project from additional cost (Baht 2,212
provided the collection and assessment of customer information (Know Your Customer / Customer Due Diligence) (KYC/CDD) systems for Satang to operate its business in accordance with relevant laws, regulations
procedures as specified in the notification of the Capital Market Supervisory Board by engaging in any other business which is not a licensed securities business without the Capital Market Supervisory Board’s
Mr. Kasemsak Sirisreesornchai Mr. Kasemsak Sirisreesornchai, a director responsible for the operation of J.R.A. Business Center Co.,LTD, operated derivatives business without license or
provided in the Office?s electronic work system to all shareholders of business within the period specified in the notification. However, a copy of such opinion were later delivered to all shareholders of
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, WSD International (Thailand) Co., Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact WSD