Ministerial Regulation - securities business 02 - 2555 หน้า ๓๙ เล่ม ๑๒๙ ตอนที่ ๙๒ ก ราชกิจจานุเบกษา ๒๘ กันยายน ๒๕๕๕ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๒) พ.ศ. ๒๕๕๕ อาศัยอํา
Ministerial Regulation - securities business 03 - 2555 หน้า ๑๖ เล่ม ๑๓๐ ตอนที่ ๑ ก ราชกิจจานุเบกษา ๔ มกราคม ๒๕๕๖ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๓) พ.ศ. ๒๕๕๕ อาศัยอํานาจ
PowerPoint Presentation Summary of The Securities and Exchange Act (No. 6) B.E. 2562 The SEA (No. 6) consists of 6 topics 2/10 Supervision of securities business Supervision of mutual fund management
offer for sale of newly issued securities or an application for the establishment of a mutual fund under the law governing securities and exchange, and the category of person who will act as the special
juristic person established in the form of a limited company, a public limited company, any other type of juristic person as may be prescribed by the SEC or the establishment of trust. A limited company, a
the establishment of trust. A limited company, a public limited company, any other type of juristic person as may be prescribed by the SEC or a trust to be established under the first paragraph shall
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
licensed to undertake securities business under this Act. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory
company, any other type of juristic person as may be prescribed by the SEC or the establishment of trust. A limited company, a public limited company, any other type of juristic person as may be prescribed
. Ministerial regulations shall be enforceable upon their publication in the Government Gazette. Chapter 1 Establishment _______________________ Section 5.3 A fund shall come into existence only when it is