SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
-yield bond issuers to have liquidity to support business continuity. Now, the SEC is proposing to issue regulations on establishment and management of distressed bond funds to support the high-yield bond
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC
to discuss the matter with business operators. In essence, the regulations on the establishment of high yield bonds and an appropriate investor protection mechanism include the following criteria
Disclosure Business News สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:43 Disclosure Business News Disclosure Business News ( 12 record(s) found) Date Time Heading
Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria
establishment, the exemption of the application fee for amendment to mutual fund schemes to be designated as SRI Fund, and the exemption of annual fee for temporarily discontinued licensed business are part of
English (United States) Establishment of mutual funds × Home > Laws/Regulations > Regulations
English (United States) Establishment of mutual funds × Home > Laws/Regulations > Regulations
) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of