Ministerial Regulation - securities business 02 - 2555 หน้า ๓๙ เล่ม ๑๒๙ ตอนที่ ๙๒ ก ราชกิจจานุเบกษา ๒๘ กันยายน ๒๕๕๕ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๒) พ.ศ. ๒๕๕๕ อาศัยอํา
Ministerial Regulation - securities business 03 - 2555 หน้า ๑๖ เล่ม ๑๓๐ ตอนที่ ๑ ก ราชกิจจานุเบกษา ๔ มกราคม ๒๕๕๖ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๓) พ.ศ. ๒๕๕๕ อาศัยอํานาจ
Department of Business Development, as involved and as the case may be, to act or omit to act in accordance with the letter of consent or the judgment or the order of the court. SECTION 317/11 In cases where
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
licensed to undertake securities business under this Act. "securities business" means any of the following securities businesses: (1) securities brokerage; (2) securities dealing; (3) investment advisory
of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
development of innovations and financial technologies, as well as to promote the competitiveness and growth of the Thai capital market. In this regard, the enactment of this Act complies with the conditions
right of a person to participate in an investment in any project or business; (2) specifying the right of a person to acquire specific goods, specific service, or any specific other right under an
SEC shall have the duty and power to establish the policies relating to the promotion and development as well as supervision and monitoring of digital assets and digital asset business operators as
Special Purpose Juristic Persons for Securitization; (3) other transactions which are supportive or beneficial to capital market development. SECTION 5 The SEC and the SEC Office shall issue a notification