Thai Digital Asset Business Related Forms appendix การใช้คุกกี้​ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์  และอาจใช้คุกกี้ชนิด

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Thai Digital Asset Business Related Forms appendix 1 การใช้คุกกี้​ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์  และอาจใช้คุกกี้

  For the case of securities company operating securities and / or derivatives business and not having any of the following : ( 1 )  hold client assets  ( 2 )  engage in proprietary investments or   ( 3

. Execution of Agreements for Management of Private funds or Provident Funds 1.1 Provisions for the management of private funds for a client: ​(1) A client of a private fund shall comprise private individuals/a

. Execution of Agreements for Management of Private funds or Provident Funds 1.1 Provisions for the management of private funds for a client: ​(1) A client of a private fund shall comprise private individuals/a

efficiency and security 3.  Having a complete process of client contact and services in the five steps as follows:                 1)  exploring and understanding customers                 2) constructing an

efficiency and security 3.  Having a complete process of client contact and services in the five steps as follows:                 1)  exploring and understanding customers                 2) constructing an

business is under control of the persons under (1) (2) (3) or (4).​   Trading / disclosure while possessing inside information   Presumtion on persons, who trade securities or enter into a derivatives

business is under control of the persons under (1) (2) (3) or (4).​   Trading / disclosure while possessing inside information   Presumtion on persons, who trade securities or enter into a derivatives