suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify __________________________________________________
license or business activities. Yes No If “No”, please specify __________________________________________________ _____________________________________________________________________ 3. I/We have not had
not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify
revocation order or action by the Securities and Futures Commission of Hong Kong regarding the license or business activities. Yes No If “No”, please specify __________________________________________________
indirectly. In a case of having a net loss, it shall demonstrate the amount of cash in the parenthesis. 7. Profit (Loss) from ordinary activities means profit (loss) from activities which is a part of business
business value chain 3.2.1 Business value chain Describe the characteristics of the business value chain that show the relationship of the key stakeholders with the activities related to business operation
, securities business, the Securities Exchange, over-the-counter centres, and related businesses, organizations related to securities business, issue or offer of securities for sale to the public, acquisition of
activities Skill and knowledge-oriented activities useful for performing duties of investor contacts, covering (1) business-related subjects and (2) rules, regulations, code of ethics or relevant laws. 1.3
by the Office. 2. Scope of activities The scope of activities must relate to the skills and knowledge useful for performance of duties as investor contact including: 2.1 Business-related knowledge e.g