SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
have an impact on the overall capital market, with the provision that the business operators must select a service provider from the list of service providers approved by SEC. In addition, the draft
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
on the draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions
draft regulations relating to the net capital of business operators principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions in the
footprints and impacts on climate change and enhance competitiveness of the Thai capital market through business sustainability. The SEC is proposing to amend the regulation on filing the application for
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently, the digital asset business operators are
operators and initial coin offering (ICO) portals https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise regulations on capital requirement for digital asset business operators to reflect
coin offering (ICO) portals https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7348 SEC to revise regulations on capital requirement for digital asset business operators to reflect risks. Presently