securities and whether they are offered privately or publicly. These are important factors to determine the level of impact: T​​ype of securities Who offers the  securities Nature of offers Regulations New

Rule Making Process SHARE : Detail Content ​​​​​​​1. ​​​Assess the importance of matters ​2. Study international supervisory measures and standards ​3. ​Conduct regulatory impact assessment: Analyze the

กฎหมายหรือกฎเกณฑ์ (Regulatory Impact Analysis : RIA) เป็นกระบวนการตรวจสอบความจำเป็นในการตรากฎหมายหรือกฎเกณฑ์ โดยวิเคราะห์สภาพปัญหาและเหตุผลที่รัฐควรจะเข้าไปแทรกแซงในเรื่องนั้น และพิจารณาทางเลือกต่าง ๆ ที่

finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business.   Clause 3   This Notification shall come into force on the date

severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the

approval by the SEC.in which must not has significant impact to the mutual fund unitholders or must be beneficial to the mutual fund unitholders. ​1. Changing in terms and conditions on selling and

the mutual fund may contravene the government policy relating to the capital market. (3) The management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The

approval by the SEC.in which must not has significant impact to the mutual fund unitholders or must be beneficial to the mutual fund unitholders. ​1. Changing in terms and conditions on selling and

the mutual fund may contravene the government policy relating to the capital market. (3) The management of the mutual fund may have an impact upon the credibility of the Thai capital market. (4) The

date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of any securities company in the amount equal to or exceeding ninety-nine percent of the total paid-up