/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2 ______________________________ 1 In case
three year comparison Analytical explanation of: Financial status (assets, liquidity, capital expenditure, sources of capital (debt / equity)) Performance (income and equity of business, expenditure
brokers or agents who act in the manner as specified in the notification of the SEC. Digital asset dealer means a person who provides services or holds itself out to the public as available to provide