brokers or agents who act in the manner as specified in the notification of the SEC. Digital asset dealer means a person who provides services or holds itself out to the public as available to provide
Appointment of Agents to Facilitate Passing on of Orders for Trading of Securities or Derivatives The Notification of the Office of the Securities and Exchange Commission No. SorThor. 1/2561 Re: Rules in
are representatives from the private sector, external experts. 7. Seek approval from SEC Board/CMSB/SEC Office before drafting the notification * 8. Draft the notification: Draft notifications shall
website and at every office of the company for the trading of the investment units and the office of the selling agents (if any). (6) A maximum total amount of fees and all estimable expenses to be
the case of an open-end fund, the information must be made available at office of the mutual fund management company /selling agents. Authority of the SEC Fund managers Mutual fund performance
management company /selling agents. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription of additional rules Calculation and
representatives of the class members in proceeding with the case in Court. The judgment of the Court shall have the consequence of binding the parties and the members of the class. The plaintiff or the counsel for
injured person. I n addition, the plaintiff and the counsel for the plaintiff are the representatives of the class members in proceeding with the case in Court. The judgment of the Court shall have the