Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
Providing Compliance Unit of an Intermediary
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order