In case the customer files a complaint to the SEC Office which delivers the complaint to a derivatives broker, the derivatives broker shall report the results to the Office within thirty days from the

Concerning Futures and Options Trading 3.1 Understanding Terms and Conditions of Derivatives Contract Since derivatives trading carries a high degree of risk, therefore, prior to making investment decisions

certify the correctness of the updated profile; unless the customer opposes within thirty days from the date the investment advisory company delivers the updated profile to the customer, such updated