Approval (SEC Check First - Thai version) Services and Information Update ( Please login to ORAP system) Regulatory Summary List of Analysts/Investment Consultants Fund manager / Inve
makes public offerings of Foreign ETF in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the
annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration statement, either Form 69 – CIS full or Form 69 – CIS annually update , as the case
– CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration statement, either Form 69 – CIS full or Form 69 – CIS annually update , as
offerings of ARFP Passport Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the
to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration statement, either Form 69 – CIS
CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration
who makes offerings of the Hong Kong Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after
ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC