. Notified this 3rd day of June 2014. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Remark : The contents in brackets [….] have been provided in
the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding. the law on interest on loan
-Signature- (Pakorn Malakul Na Ayudhya) Secretary-General Office of the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the English
that the contents added in brackets [….] have only been provided in the English version for clearer understanding. law on financial institution business means Financial Institution Business Act B.E
Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding. 5 Amended by the Notification of the
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...