Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using
learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures
Mr. Ratanachai Phatinavin Between February 24, 2014 and February 28, 2014, Mr. Ratanachai Phatinavin has illegally bought 9,000,000 shares of Eastern Star Real Estate Public Company Limited (ESTAR
Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S
Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB
Surapon Foods Public Company Limited Surapon Foods Public Company Limited ("SSF"), a securities issuer, had duties to prepare and submit an annual report for the year 2018 (Form 56-2) to
accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the
Mr. Sorapon Vongvadhanaroj Mr. Sorapon Vongvadhanaroj, a Chief Executive Officer for the operation of Surapon Foods Public Company Limited ("SSF"), shall be liable for SSF?s failure to
Miss Laksana Supsakorn Between 11 February 2021 and 27 September 2021, Miss Laksana Supsakorn, a Chairman of The Tipco Foods Public Company Limited ("TIPCO") changed her holding of TIPCO
the said OSCAR shares between UWC and TNP. On the day that UWC transferred OSCAR shares to TNP, TNP transferred OSCAR shares to the other party at the much higher price than TNP bought from UWC. It was