draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

requirements will be revised to be more practical. The proposed compilation of rules covers general rules on customer contact and service, guidelines for derivatives agents and securities brokers in listed

lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on

scope of digital asset business currently covers only digital asset exchange, digital asset broker and digital asset dealer. Therefore, the SEC Board views it appropriate to add digital asset advisory

in favor of the SEC guidelines – and also covers clearer revision of mutual fund schemes.       For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx

. The new digital platform also covers clearing and settlement, register of instrument holders, custody of instruments, and payment of interest or dividends.“The pilot project will be conducted on

offering and undertaking of digital asset businesses with the authority to issue relevant rules, conditions and procedures.?? The public consultation covers the key principles for laying out appropriate

between SEC Thailand and SECC in addition to the MOU signed in 2014.  This MOU covers the establishment and functions of the task force between SEC Thailand and the SECC to work on the process of

present best practices in integrating ESG information. “Guidance for Integrating ESG Information into Equity Analysis and Research Reports” covers identifying ESG information, assessing materiality of ESG

258 covers the shareholders of securities acquirer/disposer in all levels of upward shareholding in an amount exceeding 30 percent and the juristic persons in which securities acquirer/disposer holds