....................................................................................................... Appendices Statistical Highlights ........................................................................................................... Financial Statements

Appellate Committee 70 Sub-committees 76 Other Committee and Steering Groups 78 Arbitrators 79 Procedure for Investigation of Possible Contraventions of the SEC Act and Criminal Action 81 Financial Statements

Statistical Highlights Audit Committee Statement Report on Internal Control over Financial Statements Financial Statements Appellate Committee Arbitrators Sub-committees 2 3 4 6 8 11 21 27 30 34 41 50 58 70 76

of Possible Contraventions of the SEC Act B.E. 2535 75 International Relations 79 The SECûs Financial Statements 96 Our Website (www.sec.or.th) APPENDICES SCE_Eng_p.1-16 10/29/04, 1:05 AM3 4 MESSAGE

of Securities ( 299 ) Form 59-1 / 59/2 ( 195 ) List of Approved persons / Licensees ( 188 ) Finanacial Statements ( 129 ) Enforcement ( 124 ) Derivative Warrant Prospectus ( 100 ) Property Fund

: Reports on Acquisition or Disposition of Securities ( 223 ) Debenture Prospectus ( 179 ) Enforcement ( 83 ) SEC_News ( 72 ) Finanacial Statements ( 64 ) Form 56-2 : Annual Reports ( 13 ) Result of Sale

: Reports on Acquisition or Disposition of Securities ( 223 ) Debenture Prospectus ( 179 ) SEC_News ( 117 ) Enforcement ( 106 ) Finanacial Statements ( 64 ) Form 56-2 : Annual Reports ( 13 ) Result of Sale

59-1 / 59/2 ( 877 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 509 ) Enforcement ( 196 ) List of Approved persons / Licensees ( 188 ) Finanacial Statements ( 163 ) SEC_News

Relations The Office of the SEC’s Financial Statements Our Website (www.sec.or.th) 42 43 45 49 53 55 59 64 73 76 92 26 32 38 G OA L 2 Promote and Develop Mechanism to Empower Investors ■ Regulations for

Statements ( 60 ) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9