Beyond Securities Public Company Limited Between December 22, 2017 and May 16, 2022 Beyond Securities Public Company Limited ("Beyond"), a securities company, failed to comply with the
Beyond Securities Public Company Limited Between December 20, 2018 and April 15, 2021 Beyond Securities Public Company Limited, a securities company, failed to comply with the rules, conditions and
Beyond Securities Puplic Company Limited Between June 2, 2020 and August 26, 2020, Beyond Securities Public Company Limited (Formerly named AEC Securities Public Company Limited) as a securities
Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement
insured has died by redeem investment units exceed than the time period specified in the scheme. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 13/2020 Dated 20/05
Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to exceed
exceed trigger point at 25 percent of the total voting rights of TPP. But he failed to comply with the rules specified by the Securities and Exchange Commission concerning Tender Offer. Later on March 6
report of the net capital to the office of Securities and Exchange Commission of AEC Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to
management company in case of redemption payment process when the insured has died by redeem investment units exceed than the time period specified in the scheme. The amount of fines does not include daily
acquired IHL shares through others, causing his aggregate shareholding of IHL to exceed trigger point at 25 percent of the total number of IHL securities sold, but he failed to make the tender offer for the