SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate. The draft notification also allows business operators to
, new arbitrators shall be selected and the provision under Clause 14 or Clause 15 shall be applied mutatis mutandis . The arbitral proceeding shall be restarted if there is only one arbitrator or the
Notification of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly
around the globe become increasingly linked, our capital market is faced with new opportunities and challenges. In light of this fast changing environment, the Securities and Exchange Commission (SEC) in
authorities. In particular, new emphasis is placed on the quality of supervision and enforcement. The chapter also includes a new principle on the role of stock markets in supporting good corporate governance
is an ex-officio member of the Board. He is Permanent-Secretary for Commerce. He holds a B.C.A. in Economics from Victoria University of Wellington, New Zealand and an M.A. in International Economics
Microsoft Word - Arbitration_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
in fund management to become a major shareholder of a new company set up to apply for mutual fund management license. Such ministerial regulation meanwhile is currently reviewed by the Office of the
GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official